AIFMD / UCITS — Fund Manager Authority, Risk Management & Investment Limits
AIFMD / UCITS — Fund Manager Authority, Risk Management & Investment Limits — 50% covered.
4 requirements · 0 enforced · 4 designed · 0 advisory · 0 deferred.
Source: The Alternative Investment Fund Managers Directive (Directive 2011/61/EU, AIFMD) and the UCITS Directive (Directive 2009/65/EC) govern the management of collective investment undertakings in the EU — the authorisation and conduct of fund managers, the permanent risk-management function, investment limits and diversification rules, and recordkeeping / depositary oversight. KYE Protocol governs whether an AI-assisted investment decision/action is within the fund's mandate and limits, authorised, evidenced, and final at the action boundary, and proves the basis. KYE does not produce investment intelligence, run the risk-management function, judge whether a decision is correct, or act as a fund manager. · License: AIFMD (Directive 2011/61/EU) and the UCITS Directive (Directive 2009/65/EC) are EU legislation published in the Official Journal of the European Union. KYE registry cites their fund-management constructs for mapping purposes only.
By category
| Category | Reqs | Enforced | Designed | Advisory | Deferred | Coverage |
|---|---|---|---|---|---|---|
| Fund manager authorisation & conduct | 1 | 0 | 1 | 0 | 0 | 50% |
| Risk-management function & limits | 1 | 0 | 1 | 0 | 0 | 50% |
| Investment limits & diversification | 1 | 0 | 1 | 0 | 0 | 50% |
| Recordkeeping & depositary oversight | 1 | 0 | 1 | 0 | 0 | 50% |
Every requirement → the KYE™ artefact that enforces it
| ID | Title | Status | KYE™ enforcement |
|---|---|---|---|
aifmd-ucits.fund-manager-authorisation-conduct |
Fund manager authorisation & conduct: an AI-generated fund decision proceeds only under recorded named authority | designed | rule_packs: kye:rule-pack:investment-decision-authorityconstitution_refs: constitution/36-GOVERNEDUI.md |
aifmd-ucits.risk-management-function-limits |
Risk-management function & limits: the risk / limit basis is recorded as a mandate check before the action | designed | rule_packs: kye:rule-pack:investment-decision-authoritydictionaries: internalconstitution_refs: constitution/25-EDGE-GOVERNANCE.md |
aifmd-ucits.investment-limits-diversification |
Investment limits & diversification: a consequential decision is checked against the fund's recorded investment limits before it proceeds | designed | rule_packs: kye:rule-pack:investment-decision-authorityconstitution_refs: constitution/12-PURPOSE-PERMISSION.md |
aifmd-ucits.recordkeeping-depositary-oversight |
Recordkeeping & depositary oversight: replay-provable provenance of the basis on which an AI-assisted fund decision proceeded | designed | rule_packs: kye:rule-pack:investment-decision-authoritydictionaries: internalconstitution_refs: constitution/13-RESILIENCE-LOOP.md |